Investor's Capital Funding Legal Notice

Texas Recovery Fund Notice

INVESTOR’S CAPITAL FUNDING, LLC IS LICENSED UNDER THE LAWS OF THE STATE OF TEXAS AND BY STATE LAW IS SUBJECT TO REGULATORY OVERSIGHT BY THE TEXAS DEPARTMENT OF SAVINGS AND MORTGAGE LENDING. ANY CONSUMER WISHING TO FILE A COMPLAINT AGAINST INVESTOR’S CAPITAL FUNDING, LLC SHOULD COMPLETE, SIGN, AND SEND A COMPLAINT FORM TO THE TEXAS DEPARTMENT OF SAVINGS AND MORTGAGE LENDING, 2601 NORTH LAMAR, SUITE 201, AUSTIN, TEXAS 78705. COMPLAINT FORMS AND INSTRUCTIONS MAY BE DOWNLOADED AND PRINTED FROM THE DEPARTMENT’S WEB SITE LOCATED AT WWW.SML.STATE.TX.US OR OBTAINED FROM THE DEPARTMENT UPON REQUEST BY MAIL AT THE ADDRESS ABOVE, BY TELEPHONE AT ITS TOLL-FREE CONSUMER HOTLINE AT 1-877-276-5550, BY FAX AT (512) 475-1360, OR BY E-MAIL AT SMLINFO@SML.STATE.TX.US.

THE DEPARTMENT MAINTAINS THE MORTGAGE BROKER RECOVERY FUND TO MAKE PAYMENTS OF CERTAIN TYPES OF JUDGMENTS AGAINST A MORTGAGE BROKER OR LOAN OFFICER. NOT ALL CLAIMS ARE COMPENSABLE AND A COURT MUST ORDER THE PAYMENT OF A CLAIM FROM THE RECOVERY FUND BEFORE THE DEPARTMENT MAY PAY A CLAIM. FOR MORE INFORMATION ABOUT THE RECOVERY FUND, PLEASE CONSULT SUBCHAPTER F OF THE MORTGAGE BROKER LICENSE ACT ON THE DEPARTMENT’S WEB SITE REFERENCED ABOVE.

Disclosures

* The information provided herein is intended for the exclusive and confidential use of the individual or entity addressed. Dissemination, distribution or copying of this material is strictly prohibited.

* ICF is not a U.S. Securities Dealer, Broker or Adviser. ICF makes no legal warranties or representations of any kind. Transactions contemplated herein are strictly those of private placement and are in no way relating to the U.S. Securities Act of 1933, as amended, or related regulations, and do not involve the sale of securities.

* Mortgage investments contemplated herein are not insured or guaranteed. Mortgage investments are not liquid and involve risk including potential loss of principal.

* This information is not given in the form of a covered opinion, within the meaning of Circular 230 issued by the U.S. Secretary of the Treasury. You cannot rely upon any tax advice contained in this communication for the purpose of avoiding U.S. federal tax penalties. Any tax advice contained in this communication may not be used to promote, market or recommend a transaction to another party.

* This information is not intended to be binding or relied upon and shall not create, waive or modify any right, obligation or liability, or be construed to contain or be an electronic signature, to constitute a notice, approval, waiver of election, or to form, modify, amend or terminate any contract or agreement.